1|Page
Wealth Management Exam ||Verified Exam!!|| Most
Recent Exam Actual Complete Real Exam Questions
And Correct Answers (Verified Answers) Already
Graded A+ | Guaranteed Success | Newest Exam!!!
Which of the following is NOT a type of order?
I. All or None
II. Fill or Kill
III. Mini/Maxi
IV. Best Efforts
a. I and II
b. II and IV
c. I and IV
d. III and IV - Answer-d. III and IV
Mini/Maxi and Best efforts are Underwriting commitments
not types of trading orders
INTC has been hitting a lot of resistance at $30. A
technical analyst who wants to buy the stock would most
likely place what type of order?
,2|Page
a. Limit order buy at $30
b. Market Order
c. Buy Stop at $31
d. Buy limit at $29 - Answer-c. Buy Stop at $31
Support is where the price seems to bounce up from and
Resistance is where the price seems to drop down from.
Thus, a technical analyst would realize when resistance is
broken, the price will more than likely continue up.
Therefore, they would want to Buy Stop above the
resistance of $30.
The inside market is:
I. Highest offer
II. lowest offer
III. highest bid
IV. lowest bid
a. II and III
b. I and II
,3|Page
c. I and IV
d. I and III - Answer-a. II and III, Lowest offer and Highest
Bid
Offer is the same thing as Ask Price. We know that Ask
Price > Bid Price. Thus you can also put in a market order
and it will get filled at the Ask price or offer price because
that investor is willing to sell at.
Which of the following is a characteristic of a real estate
limited partnership?
A)
Publicly traded
B)
Can be leveraged in most cases
C)
Generally invested in a single property
D)
Partnership is involved in property management - Answer-
d,
Economic Theories believe that all of the following except:
A. As supply rises, prices tend to fall
, 4|Page
B. As supply rises, prices tend to rise
C. A moderately increasing money supply promotes price
stability
D. as demand rises prices tend to rise - Answer-B. As
supply rises prices tend to rise
Which one of the following interest rates is controlled by
the Federal Reserve Board?
a. Prime Rate
b. Federal Funds Rate
c. Broker call loan rate
d. discount rate - Answer-Broker call loan rate
A decline in the GDP must last how long to be considered
a recession?
a. Two quarters
b. One quarter
c. Six quarters
d. Four quarters - Answer-a. Two quarters
Wealth Management Exam ||Verified Exam!!|| Most
Recent Exam Actual Complete Real Exam Questions
And Correct Answers (Verified Answers) Already
Graded A+ | Guaranteed Success | Newest Exam!!!
Which of the following is NOT a type of order?
I. All or None
II. Fill or Kill
III. Mini/Maxi
IV. Best Efforts
a. I and II
b. II and IV
c. I and IV
d. III and IV - Answer-d. III and IV
Mini/Maxi and Best efforts are Underwriting commitments
not types of trading orders
INTC has been hitting a lot of resistance at $30. A
technical analyst who wants to buy the stock would most
likely place what type of order?
,2|Page
a. Limit order buy at $30
b. Market Order
c. Buy Stop at $31
d. Buy limit at $29 - Answer-c. Buy Stop at $31
Support is where the price seems to bounce up from and
Resistance is where the price seems to drop down from.
Thus, a technical analyst would realize when resistance is
broken, the price will more than likely continue up.
Therefore, they would want to Buy Stop above the
resistance of $30.
The inside market is:
I. Highest offer
II. lowest offer
III. highest bid
IV. lowest bid
a. II and III
b. I and II
,3|Page
c. I and IV
d. I and III - Answer-a. II and III, Lowest offer and Highest
Bid
Offer is the same thing as Ask Price. We know that Ask
Price > Bid Price. Thus you can also put in a market order
and it will get filled at the Ask price or offer price because
that investor is willing to sell at.
Which of the following is a characteristic of a real estate
limited partnership?
A)
Publicly traded
B)
Can be leveraged in most cases
C)
Generally invested in a single property
D)
Partnership is involved in property management - Answer-
d,
Economic Theories believe that all of the following except:
A. As supply rises, prices tend to fall
, 4|Page
B. As supply rises, prices tend to rise
C. A moderately increasing money supply promotes price
stability
D. as demand rises prices tend to rise - Answer-B. As
supply rises prices tend to rise
Which one of the following interest rates is controlled by
the Federal Reserve Board?
a. Prime Rate
b. Federal Funds Rate
c. Broker call loan rate
d. discount rate - Answer-Broker call loan rate
A decline in the GDP must last how long to be considered
a recession?
a. Two quarters
b. One quarter
c. Six quarters
d. Four quarters - Answer-a. Two quarters
