Fiduciary License AZ Exam Latest Exam 2026 |
All Questions and Correct Answers | Verified
Answers | Brand New Version
Upon completion of an investigation, with or without a hearing, the fiduciary
board may impose civil penalt(ies)not to exceed how much for each violation and
not to exceed a total of how much? ---------CORRECT ANSWER-----------------$500
per violation ; $15,000 total
How many days does a licensee have to notify AOC staff of a misdemeanor or
felony conviction? ---------CORRECT ANSWER-----------------10 days
Within how many days of receipt for hearing should the hearing be held? ---------
CORRECT ANSWER-----------------60 days
After the disciplinary hearing, how many days does the hearing officer have to
prepare and file a written recommendation? ---------CORRECT ANSWER---------------
--30 days
Within how many days upon expiration or surrender of the license does the AOC
division staff have to return any cash bond not forfeited? ---------CORRECT
ANSWER-----------------120 days
,How many days does AOC staff have to mail the boards final order of suspension
to the certificate holder? ---------CORRECT ANSWER-----------------2 days
Once a designated principal has provided notice of inability to serve, how many
days does the business entity have to file with the division staff, the executed
principle form, naming the new principal? ---------CORRECT ANSWER-----------------
30 days
How many days from the date of an order of emergency summary suspend must
a hearing be held? ---------CORRECT ANSWER-----------------10 days
If a business entity's designated principal can no longer serve, how many days do
they have to notify division staff of the new designated principal? Are the number
of days the same for Veterans and Public Fiduciary? ---------CORRECT ANSWER------
-----------14 days, Yes
How many days does the applicant have to notify staff of the relevant changes to
the application? ---------CORRECT ANSWER-----------------5 days
, How many days does a certificate holder have to notify staff of a felony
conviction? ---------CORRECT ANSWER-----------------10 days
Who may direct the AOC staff to conduct an investigation? Who may initiate a
complaint? ---------CORRECT ANSWER-----------------The director, complaints may
be filed by all judicial officers, court employees, certificate holders, and any
person may notify staff
Who develops policies and procedures and appoints/supervised division staff? ----
-----CORRECT ANSWER-----------------The director
Who serves as the probable cause panelist to review recommendations of staff
regarding complaints? ---------CORRECT ANSWER-----------------The deputy director
Who can issue a subpoena, dismiss complaints and refer complaints to another
agency? ---------CORRECT ANSWER-----------------The Division director
Who administers the certification program? ---------CORRECT ANSWER----------------
-Division staff
All Questions and Correct Answers | Verified
Answers | Brand New Version
Upon completion of an investigation, with or without a hearing, the fiduciary
board may impose civil penalt(ies)not to exceed how much for each violation and
not to exceed a total of how much? ---------CORRECT ANSWER-----------------$500
per violation ; $15,000 total
How many days does a licensee have to notify AOC staff of a misdemeanor or
felony conviction? ---------CORRECT ANSWER-----------------10 days
Within how many days of receipt for hearing should the hearing be held? ---------
CORRECT ANSWER-----------------60 days
After the disciplinary hearing, how many days does the hearing officer have to
prepare and file a written recommendation? ---------CORRECT ANSWER---------------
--30 days
Within how many days upon expiration or surrender of the license does the AOC
division staff have to return any cash bond not forfeited? ---------CORRECT
ANSWER-----------------120 days
,How many days does AOC staff have to mail the boards final order of suspension
to the certificate holder? ---------CORRECT ANSWER-----------------2 days
Once a designated principal has provided notice of inability to serve, how many
days does the business entity have to file with the division staff, the executed
principle form, naming the new principal? ---------CORRECT ANSWER-----------------
30 days
How many days from the date of an order of emergency summary suspend must
a hearing be held? ---------CORRECT ANSWER-----------------10 days
If a business entity's designated principal can no longer serve, how many days do
they have to notify division staff of the new designated principal? Are the number
of days the same for Veterans and Public Fiduciary? ---------CORRECT ANSWER------
-----------14 days, Yes
How many days does the applicant have to notify staff of the relevant changes to
the application? ---------CORRECT ANSWER-----------------5 days
, How many days does a certificate holder have to notify staff of a felony
conviction? ---------CORRECT ANSWER-----------------10 days
Who may direct the AOC staff to conduct an investigation? Who may initiate a
complaint? ---------CORRECT ANSWER-----------------The director, complaints may
be filed by all judicial officers, court employees, certificate holders, and any
person may notify staff
Who develops policies and procedures and appoints/supervised division staff? ----
-----CORRECT ANSWER-----------------The director
Who serves as the probable cause panelist to review recommendations of staff
regarding complaints? ---------CORRECT ANSWER-----------------The deputy director
Who can issue a subpoena, dismiss complaints and refer complaints to another
agency? ---------CORRECT ANSWER-----------------The Division director
Who administers the certification program? ---------CORRECT ANSWER----------------
-Division staff
