AH IP GENER AL COMPLIANCE TEST
Qu estions an d An sw er s
1. Compliance is the responsibility of the compliance officer, compliance
committee and upper management only
Answer False
2. Ways to report a compliance issue include
Answer All of the above
3. What is the policy of non-retaliation
Answer Protects employees who, in good faith, report suspected non-compliance
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Qu estions an d An sw er s
1. Compliance is the responsibility of the compliance officer, compliance
committee and upper management only
Answer False
2. Ways to report a compliance issue include
Answer All of the above
3. What is the policy of non-retaliation
Answer Protects employees who, in good faith, report suspected non-compliance
1/
1
