Compliance Officer Updated Exam 2026 WITH
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Defense services contract - ANSWERS-The Directorate of Defense Trade Controls
must notify Congress, which has the option of prohibiting you from fulfilling the contract.
Plant visit approval - ANSWERS-Then under some circumstances, approval of the
Directorate of Defense Trade Controls is not required.
Re-export or retransfer - ANSWERS-Transfer of defense articles or defense services to
an end use, end user, or destination not previously authorized.
Warehousing and distribution agreements - ANSWERS-Must be approved by the
Directorate of Defense Trade Controls before they enter into force.
Defense service - ANSWERS-'Design, development, engineering, or demilitarization'
are possible definitions of defense service.
Technical data exemption - ANSWERS-Technical data, including classified information,
related to .45 caliber firearms, and ammunition for such weapons, except detailed
design, development, production, or manufacturing information, is exempt from ITAR
requirements of part 125.
Agent for defense articles - ANSWERS-A person who wishes to act as an agent for
others in negotiating or arranging contracts for sale of defense articles for a fee must
first register and pay the registration fee as provided for in the regulations.
,Registration Statement Requirement - ANSWERS-A registration statement must be
submitted by a company in the US that exports defense articles, by a company in the
US that provides defense services internationally, and by a company in the US that
provides defense services to the domestic market.
Export License for Shipment to Canada - ANSWERS-A shipment to Canada of
(unclassified) fully automatic weapons does not require any export license if any
appropriate requirements of part 124 have been met.
Information Required in Registration Statement - ANSWERS-A registration statement
must include whether the general counsel has ever been convicted for violating any of
the US criminal statutes of 120.27, whether the intended registrant is ineligible to
receive an export license from the US Bureau of Industry and Security, and whether the
chief executive officer has ever been indicted for violating any of the US criminal
statutes of 120.27.
Import and Reexport of Defense Article - ANSWERS-The District Director of Customs
shall permit the import and reexport of an unclassified defense article without a license if
it is to be improved and enhanced and then reexported to the country from which it is to
be imported.
Export License for Goods to France - ANSWERS-An export license needs to be applied
for when a shipment of goods on the USML, normally requiring a license, is planned to
be exported to France after being shipped to Puerto Rico in accordance with ITAR
requirements.
Temporary Import Application - ANSWERS-A person wishing to temporarily import a
defense article must usually file a DSP-61 or DSP-85 application before the import.
Exporting Cryptographic Hardware - ANSWERS-A US permanent resident wishing to
export unclassified cryptographic hardware product for personal and temporary use may
export without a license under specific circumstances.
,Export License Deposit Requirement - ANSWERS-At the time of export, the exporter
must deposit the license with the Bureau of Customs and Border Protection (CBP) and
file under the Automated Export System.
Military Electronics Examples - ANSWERS-Military electronics can include underwater
sound equipment, radar systems with search capability, and radar systems with moving
target indication.
Export License for Spare Parts - ANSWERS-A defense article exported under license
automatically permits shipment of spare parts, such as a one-time shipment of an
emergency spare part valued at $250 which will not enhance the capability of the
defense article.
Office of Foreign Assets Control - ANSWERS-Has jurisdiction over matters involving
some confiscated property, has jurisdiction over matters involving some payments and
transfers, has jurisdiction over export of securities to designated foreign countries.
Temporary import - ANSWERS-May only be returned to the country from which it was
shipped or taken, although it may transit another country while en route.
Technical assistance agreement cancellation - ANSWERS-You advise the US
government of the cancellation within 60 days of the decision.
Presiding official authority - ANSWERS-The US government.
End-item - ANSWERS-The smallest component of an article or an assembled article
ready for its intended use.
Export compliance enforcement - ANSWERS-Detain a shipment for export, cause a
shipment for export to be unloaded for inspection, investigate a shipment for export.
Form DSP-83 - ANSWERS-Required with license applications for exports of classified
technical data, classified defense articles, significant military equipment
, Federal Register - ANSWERS-The most authoritative and best way to keep track of
proposed and final regulatory changes regarding US trade controls
USML - ANSWERS-Contained in the ITAR
DSP-83 under the ITAR - ANSWERS-A non-transfer and use certificate
BIS license application for National Security items to Indonesia - ANSWERS-Generally
requires a Statement by Ultimate Consignee and Purchaser and an Import/End-user
Certificate issued by the IC/DV authority of the country
Schedule B Number - ANSWERS-Entered on the AES filing
ELA requirements - ANSWERS-All (foreign) consignees receiving items under the ELA
must be pre-approved
Exporter definition in the EAR and FTSR - ANSWERS-Different when the export is a
'routed transaction'
ITAR DA - ANSWERS-A contract to distribute defense articles from the US to an
approved sales territory, a contract to distribute defense articles manufactured and
reexported abroad to an approved sales territory, a contract to distribute defense
articles exported from the US to a distribution point abroad for redistribution to an
approved sales territory
Documentation requirement on export shipments - ANSWERS-AES filing, Export
License application, CofO for reasons of import clearance at destination
Retransfer under the ITAR - ANSWERS-The transfer of defense articles and defense
services from one country to another, the transfer of defense articles and services from
one end-user to another in the same country, the same as a reexport