NYC General Contractor License Exam ACTUAL
QUESTIONS AND ANSWERS LATEST UPDATE THIS
YEAR
Summarized Exam Topics Covered (Point Form – Accurate for NYC GC Exam)
• Licensing Jurisdiction: DOB for General Contractor Registration (commercial/new buildings),
DCWP for Home Improvement Contractor (1-4 family residential)
• Insurance Requirements: General liability ($1M minimum for HIC), workers' compensation,
disability insurance
• Bonds & Financial Security: $20,000 surety bond or trust fund for HIC; performance bonds on
public works
• Permit Types: ALT1 (major alterations), ALT2 (minor interior), NB (new building), Demolition
• Contract Law: Written contract requirements, 3-day right to cancel (HIC), change orders, scope
of work
• Lien Law: Mechanic's liens, lien waivers (conditional vs. unconditional), trust fund requirements
• NYC Building Code: Chapter 33 (safeguards), standpipe pressures (100 psi), roof slope (1/4
inch/ft)
• Safety Regulations: OSHA 30-hour (Local Law 196), scaffold safety, fall protection, excavation
• Environmental Rules: Asbestos inspection before demolition, lead paint, Clean Water Act
(wetlands)
• Project Management: Punch lists, shop drawings, change orders, scheduling, closeout
• Business Law: LLC liability, tax penalties (license suspension), subcontractor verification
1. A homeowner in Queens signs a contract for a kitchen remodel at her single-family home. Which NYC
agency enforces the licensing requirement for this contractor?
A) Department of Buildings (DOB)
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B) Department of Consumer and Worker Protection (DCWP)
C) Department of Labor (DOL)
D) Department of Environmental Protection (DEP)
Answer: B
Rationale: Home improvement contractors in NYC are licensed by DCWP (formerly DCA), not DOB, for
residential work on one-to four-family homes .
2. Your company performs general construction on new one-family homes in the Bronx. Which
registration do you need?
A) Home Improvement Contractor license
B) General Contractor Registration with DOB
C) Master Plumber license
D) Electrician license
Answer: B
*Rationale: DOB issues General Contractor Registration for commercial and new residential
construction. DCWP handles HIC for alterations/repairs on existing 1-4 family homes .*
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3. Which DOB division issues building permits in NYC?
A) Office of Enforcement
B) Office of Permit Processing (OPP)
C) Office of the Architect
D) Office of Criminal Investigations
Answer: B
Rationale: OPP reviews applications, checks code compliance, and issues permits for construction work
throughout the five boroughs .
4. Your client wants a minor interior alteration that does not affect structural elements or egress. Which
permit type applies?
A) Alteration Type 1 (ALT1)
B) Alteration Type 2 (ALT2)
C) Alteration Type 3 (ALT3)
D) Demolition permit
Answer: B
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*Rationale: ALT2 covers non-structural interior changes that don't affect fire protection, means of
egress, or structural elements .*
5. How often must a DOB-registered General Contractor renew their registration?
A) Every 6 months
B) Annually
C) Every 2 years
D) Every 5 years
Answer: B
Rationale: DOB registrations expire annually. Renewal requires continuing education and proof of good
moral character .
6. You hire a subcontractor who is not licensed by DCWP for home improvement work. Who is
responsible for this violation?
A) Subcontractor only
B) General contractor
C) Homeowner