1|P age
CCEP COMPLIANCE AND ETHICS EXAM||
ACCURATE AND FREQUENTLY TESTED QUESTIONS
AND 100% CORRECT ANSWERS WITH RATIONALES||
LATEST AND COMPLETE UPDATE WITH EXPERT
VERIFIED SOLUTIONS|| SURE PASS!!
Compliance and Ethics Policies - ANSWER: Non-Retaliation, Record
Management, Conflict of Interest, Privacy, Security, and Confidentiality must
exist.
Compliance Officers - ANSWER: Required to maintain Compliance and Ethics
policies and procedures.
Decision Making - ANSWER: Compliance Officers need to consult with
appropriate subject matter resources, HR, legal, and finance.
Main Goal of Compliance Program - ANSWER: Assure alignment between
organization's mission, vision, values, and the code of conduct.
Requirement for Compliance Program - ANSWER: To maintain a code of
conduct.
Organizational Value Statements - ANSWER: Compliance Officers need to ensure
that they reflect a commitment to a culture of integrity.
Documentation for Compliance Plan - ANSWER: Required documentation
includes that the program is documented, like a compliance manual or outlined
plan.
, 2|P age
Governance Policies - ANSWER: Documentation required that governance
policies for the compliance and ethics program are maintained.
Reporting Structure - ANSWER: Compliance Officer reports to a board of
directors or audit committee.
Compliance Knowledge - ANSWER: Maintain knowledge of relevant laws and
regulations and apply them to the organization's needs.
Credibility of Compliance Program - ANSWER: Compliance Officer assures that
the program is credible and run with integrity.
External Expertise - ANSWER: Compliance Officer must recognize the need for
outside expertise.
Governing Board Responsibilities - ANSWER: Understand responsibilities related
to compliance and ethics program and culture.
Resource Management - ANSWER: Compliance Officer manages resources for
the compliance and ethics program, including finance and personnel resources.
Integration into Business - ANSWER: The Compliance Officer integrates the
compliance and ethics program into the business.
Annual Work Plan - ANSWER: Develop an Annual compliance and ethics work
plan annually.
CCEP COMPLIANCE AND ETHICS EXAM||
ACCURATE AND FREQUENTLY TESTED QUESTIONS
AND 100% CORRECT ANSWERS WITH RATIONALES||
LATEST AND COMPLETE UPDATE WITH EXPERT
VERIFIED SOLUTIONS|| SURE PASS!!
Compliance and Ethics Policies - ANSWER: Non-Retaliation, Record
Management, Conflict of Interest, Privacy, Security, and Confidentiality must
exist.
Compliance Officers - ANSWER: Required to maintain Compliance and Ethics
policies and procedures.
Decision Making - ANSWER: Compliance Officers need to consult with
appropriate subject matter resources, HR, legal, and finance.
Main Goal of Compliance Program - ANSWER: Assure alignment between
organization's mission, vision, values, and the code of conduct.
Requirement for Compliance Program - ANSWER: To maintain a code of
conduct.
Organizational Value Statements - ANSWER: Compliance Officers need to ensure
that they reflect a commitment to a culture of integrity.
Documentation for Compliance Plan - ANSWER: Required documentation
includes that the program is documented, like a compliance manual or outlined
plan.
, 2|P age
Governance Policies - ANSWER: Documentation required that governance
policies for the compliance and ethics program are maintained.
Reporting Structure - ANSWER: Compliance Officer reports to a board of
directors or audit committee.
Compliance Knowledge - ANSWER: Maintain knowledge of relevant laws and
regulations and apply them to the organization's needs.
Credibility of Compliance Program - ANSWER: Compliance Officer assures that
the program is credible and run with integrity.
External Expertise - ANSWER: Compliance Officer must recognize the need for
outside expertise.
Governing Board Responsibilities - ANSWER: Understand responsibilities related
to compliance and ethics program and culture.
Resource Management - ANSWER: Compliance Officer manages resources for
the compliance and ethics program, including finance and personnel resources.
Integration into Business - ANSWER: The Compliance Officer integrates the
compliance and ethics program into the business.
Annual Work Plan - ANSWER: Develop an Annual compliance and ethics work
plan annually.
