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*Core Domains:*
*- Federal Survey Certification Procedures*
*- Long-Term Care Regulatory Compliance*
*- Quality Assurance and Performance Improvement (QAPI)*
*- Infection Control and Prevention Standards*
*- Resident Rights and Freedom from Abuse*
*- Life Safety Code and Physical Environment*
*- Pharmacy Services and Medication Regimes*
*- Comprehensive Resident Assessment and Care Planning*
*Introduction:*
*The Survey Minimum Qualifications Test (SMQT) Practice Exam is specifically designed to as
Section One: Questions 1–100
,Question 1
During a standard survey, a surveyor notes that three residents in the dementia unit have
unexplained bruising on their upper arms. What is the surveyor's immediate required course
of action?
A. Interview the director of nursing at the end of the day regarding the staffing levels.
B. Initiate an immediate abuse investigation and verify if the facility implemented its
protective protocols.
C. Review the medication administration records for anticoagulant use over the past month.
D. Ask the facility administrator to conduct an internal audit and report back within 48 hours.
🟢 B. Initiate an immediate abuse investigation and verify if the facility implemented its
protective protocols.
🔴 Explanation: Under federal survey guidelines, any observation of unexplained bruising on
vulnerable residents raises an immediate suspicion of potential abuse. The surveyor must
prioritize resident safety by initiating an investigation immediately and ensuring the facility
has taken steps to protect the residents from further potential harm.
Question 2
A facility's Quality Assurance and Performance Improvement (QAPI) committee identifies a
high rate of medication errors. To comply with federal regulations, the committee must
demonstrate that they:
,A. Punish the specific nurses who made the errors by suspending them immediately.
B. Automatically replace the contracted pharmacy provider within thirty days.
C. Track the performance, analyze underlying systemic causes, and implement corrective
actions.
D. Report every minor medication variance directly to the state governor's office.
🟢 C. Track the performance, analyze underlying systemic causes, and implement corrective
actions.
🔴 Explanation: QAPI regulations require facilities to utilize data-driven actions to achieve
sustained performance improvement. This involves tracking quality indicators, uncovering
systemic root causes rather than just focusing on individual blame, and establishing effective
corrective interventions.
Question 3
Which of the following scenarios violates a resident's right to manage their own financial
affairs?
A. The facility deposits a resident's personal funds exceeding $200 into an interest-bearing
account.
B. The facility requires a resident to sign over their monthly Social Security check as a
condition of admission.
C. The facility provides quarterly financial statements to the resident regarding their trust
account.
, D. The facility allows the resident's legally appointed authorized representative to review
monthly balances.
🟢 B. The facility requires a resident to sign over their monthly Social Security check as a
condition of admission.
🔴 Explanation: Federal law explicitly prohibits long-term care facilities from requiring
residents to deposit or surrender their personal funds to the facility as a condition of
admission. Residents retain the right to manage their personal financial resources
independently.
Question 4
A surveyor is reviewing a facility's infection control program. They observe a certified nursing
assistant (CNA) use a blood glucose meter on a resident and then immediately place it into a
pocket to use on the next resident without sanitizing it. What regulatory deficiency has
occurred?
A. A violation of standard privacy and dignity guidelines during clinical tasks.
B. An unapproved modification of a resident's comprehensive care plan.
C. A failure to establish and maintain an effective infection prevention and control program.
D. A failure to properly calibrate diagnostic laboratory equipment under CLIA rules.
🟢 C. A failure to establish and maintain an effective infection prevention and control
program.