AUi 3704 Assignment 4
N.B. Instruction: Rewrite this in your own words please!!!!!
QUESTION 1
Lennox Luthuli
This applicant is unsuitable because:
1. Despite the 15 years of affiliation with the IIA, the candidate is not compliant with the IPPF
Standard 1200: Proficiency & Due Care as his previous employment reference describes him to
be incompetent and struggles working in complex environments.
2. Furthermore, he is an average performer despite the extensive work experience on his track
record.
Welcome Nqita
This applicant is not suitable because:
1. Lacks the proficiency [skill set; knowledge set; experience set] and competencies required to
perform the duties of a CAE.
2. He is not registered with the IIA as a certified Internal Auditor [CIA]
3. He is not compliant with the IIA Code of Ethics principle on Competency.
4. Appointing such an individual would not be compliant with the IPPF Standards on Proficiency &
due care.
QUESTION 2
Brian Brown
This applicant is suitable because
1. His has excellent personal relations with people [good interpersonal relation].
2. He has leadership skills which is necessary for the position of a CAE, since the CAE is responsible
for leading the internal audit activity of the entire organization.
3. He has the experience level necessary as he has worked in the internal audit department as an
IA before. However, he would need to enroll with the IIA to be certified as a CIA.
4. His appointment to the position is not duly influenced by his relations with the technical director
who happens to be the brother-in-law. Therefore, there is no conflict of interest in this case.
Corrie Moses
This applicant is not suitable because
1. He does not possess the relevant qualification to occupy this position.
N.B. Instruction: Rewrite this in your own words please!!!!!
QUESTION 1
Lennox Luthuli
This applicant is unsuitable because:
1. Despite the 15 years of affiliation with the IIA, the candidate is not compliant with the IPPF
Standard 1200: Proficiency & Due Care as his previous employment reference describes him to
be incompetent and struggles working in complex environments.
2. Furthermore, he is an average performer despite the extensive work experience on his track
record.
Welcome Nqita
This applicant is not suitable because:
1. Lacks the proficiency [skill set; knowledge set; experience set] and competencies required to
perform the duties of a CAE.
2. He is not registered with the IIA as a certified Internal Auditor [CIA]
3. He is not compliant with the IIA Code of Ethics principle on Competency.
4. Appointing such an individual would not be compliant with the IPPF Standards on Proficiency &
due care.
QUESTION 2
Brian Brown
This applicant is suitable because
1. His has excellent personal relations with people [good interpersonal relation].
2. He has leadership skills which is necessary for the position of a CAE, since the CAE is responsible
for leading the internal audit activity of the entire organization.
3. He has the experience level necessary as he has worked in the internal audit department as an
IA before. However, he would need to enroll with the IIA to be certified as a CIA.
4. His appointment to the position is not duly influenced by his relations with the technical director
who happens to be the brother-in-law. Therefore, there is no conflict of interest in this case.
Corrie Moses
This applicant is not suitable because
1. He does not possess the relevant qualification to occupy this position.
