ACQ 1300 Fundamentals of Technology Security/Transfer Exam 1

What is technology security? ACQ 1300 Fundamentals of Technology Security/Transfer Exam 1 The total effort to safeguard information and technology in an international acquisition program What key activity must be accomplished as part of effective security planning in an international acquisition program? Documenting how the information/technology will be protected What type of international acquisition program is managed by the Defense Security Cooperation Agency (DSCA) and funded with U.S. Government appropriations and administered as cases within the FMS infrastructure? Building Partner Capacity (BPC) At what phase should security planning begin in a conceptual and proposed “from the start” international acquisition program? Materiel Solution Analysis What is required to achieve effective technology security? A team effort requiring everyone’s participation What type of international acquisition program involves the United States providing defense articles, military training, and other military services in accordance with the Foreign Assistance Act (FAA)? Security Assistance Which individual within the Department of Defense is responsible for international security policy matters? Under Secretary of Defense for Policy What type of international acquisition program involves foreign governments purchasing defense articles, services, and training from the U.S. Government through the Department of Defense? Foreign Military Sales (FMS) How should technology security be implemented? As an integrated component of all international acquisition programs Which individual within the Department of Defense is responsible for security and counterintelligence? Under Secretary of Defense for Policy What type of international acquisition involves planning and implementation of technology security/transfer measures regarding release of U.S. Government furnished information or materiel to prospective foreign contractors or subcontractors? Security Assistance Exam 2 What is a requirement for a transfer of classified information? Government-to-Government channels must be used in all cases What is one of the three key security conditions that foreign recipients of U.S. defense articles must agree to? The foreign recipient must maintain security and provide substantially the same degree of protection of the articles as the U.S. What is one of the two fundamental security considerations that must be addressed prior to sharing U.S. defense articles, services, or information with a foreign entity? Eligibility for Access Ability to Protect What national level policy document governs decisions on disclosure of Classified Military Information (CMI) to foreign governments and international organization? National Security Decision Memorandum (NSDM) 119 What is a primary document that is associated with the security of DoD international acquisition programs to ensure that they comply with lawful and authorized principles? Arms Export Control Act (AECA) What national level document establishes the Executive Branch’s classified National Security Information Program? Executive Order (E.O.) 13526 In order to be lawful and authorized, the international acquisition program must meet the legal and policy requirements in which of the following? Foreign Assistance Act (FAA) What activity must always be a Government-to-Government activity? Export Controlled Materials Protection Decisions Unclassified Materials Protection Decisions What national level document forms the legal basis for the security and export requirements of DoD international acquisition programs? Information Security Oversight Office (ISOO) Directive 1 Exam 3 What level of classification would be assigned to information that could reasonably be expected to cause serious damage to national security by its unauthorized disclosure? Secret What term is used by DoD to describe classified or unclassified information that is provided to the U.S. by a foreign government with the expectation that it will be held “in confidence”? Foreign Government Information How is classified Foreign Government Information (FGI) transferred internationally? Through government-to-government channels, or channels agreed upon in writing by the originating and receiving governments Where might you find a recommended format for a Security Classification Guide (SCG)? DoDM 5200.01, Volume1 (Enclosure 6) What term is used by DoD to describe various types of unclassified information that are exempt from public disclosure under the Freedom of Information Act (FOIA)? Controlled Unclassified Information What section(s) of the Security Classification Guide (SCG) identifies specific information on what is to be classified, at what level, and for how long? Sections 2 through 8 What standard is used for the protection of Foreign Government Information (FGI)? It is protected to a degree equivalent to that required by the foreign government Who is responsible for determining whether classification of a piece of information is warranted? Original Classification Authority In which circumstance is Controlled Unclassified Information (CUI) being transferred correctly so as to maintain adequate protection? CUI documents are mailed via U.S. Postal Service First Class Mail What is a typical marking used to indicate “Controlled Unclassified Information (CUI)”? Unclassified How should Foreign Government Information (FGI) with markings that are not in English be marked? The document should retain the original foreign government markings In what circumstances can Controlled Unclassified Information (CUI) be shared with state, local, or tribal government officials? To pass the information on to the public What authority is used by the U.S. Government to protect classified foreign government information from public disclosure? National Security Decision Memorandum (NSDM) 119 Exam 4 When should planning for foreign participation begin in the acquisition process? As early as possible What is one of the primary functions that the National Disclosure Policy Committee (NDPC) perform? Considering requests for Exceptions to National Disclosure Policy (ENDP) If a team is having difficulty analyzing and processing a high-level technology security and foreign disclosure (TSFD) decision on an international acquisition program, whom should they contact first? DoD Component’s Foreign Disclosure Organization What is one of the primary methods used to determine a foreign government’s capability of protecting U.S. CMI? Conduct a U.S. on-site evaluation of a military installation of the foreign government Evaluate the foreign government’s security laws and regulations What type of written agreement meets the requirements for retransfer and use of CMI without meeting the requirement for protection? DoS Form DSP-83 “Nontransfer and Use Certificate” What is Classified Military Information (CMI)? Classified information that has been developed by or for the Department of Defense What is the third step in making a CMI disclosure authorization decision? Determine if the authorization level matches the Delegated Disclosure Authority Levels charts in NDP-1 Which of the following would be considered a key interagency or DoD TSFD process? Low Observable/Counter Low Observable (LO/CLO) What is the primary reason for the numerous interagency and DoD TSFD policies and processes? To ensure thorough assessment and coordination, and that the appropriate approvals are obtained prior to transfer What group is responsible for maintaining the policy document “National Policy and Procedures for the Disclosure of CMI to Foreign Governments and International Organizations” (NDP-1)? National Disclosure Policy Committee (NDPC) What is the first step in making a CMI disclosure authorization decision? Determine if any NDPC Policy Statements impact the proposed disclosure Determine if the proposed disclosure would create a false impression What is one of the key criteria for sharing Classified Military Information (CMI) with foreign entities? The disclosure has the potential for putting alliance military security at risk In order to meet the requirement for protection, what additional document does a Foreign Government need to sign to receive CMI when they have already signed an export license related to a Direct Commercial Sale and there is no existing General Security of Information Agreement (GSOIA)? Security treaty What does the National Disclosure Policy (NDP) control? The reclassification of Government documents Exam 5 What U.S. Government agency licenses defense articles? Department of State What is one of the reasons for export controls? To adhere to an overall policy of restraint To recognize national security needs of other countries If an export license request that has been sent to the U.S. Government is unclear or lacks supporting information, what kind of a decision will it likely be given? Return Without Action What is the most likely outcome of an intentional corporate violation of the ITAR? Fines up to $1M assessed to the corporation What type of export authorization is typically for a 10-year period and uses a contract with a registered U.S. exporter? Agreement What is one of the two overall types of exemptions contained in the ITAR? Self-Executing Exemption What is an example of a self-executing country-based licensing exemption? The Canadian ITAR Exemption What part of the International Traffic in Arms Regulations (ITAR) designates and categorizes defense articles and defense services? Part 121 – U.S Munitions List What is a type of activity that could trigger a directed licensing exemption by a DoD Authorized Exemption Official (AEO)? Personnel exchange agreements Per the International Traffic in Arms Regulations (ITAR), what kind of business would need to register with the Department of State? A company that produces non-military commercial items for domestic use A company that brokers deals between domestic companies that produce and sell non-military commercial items domestically A company that develops training materials to teach foreign languages for international use A company that provides maintenance of defense articles to foreign entities ? If an export license request that has been sent to the U.S. Government is unclear or lacks supporting information, what kind of a decision will it likely be given? Denial What is an example of a self-executing licensing exemption? Export of unclassified defense articles… Export of unclassified components and spare parts in support of the US…. What organization manages the export control process for the State Department? Defense Security Cooperation Agency (DSCA) Bureau of Industry and Security (BIS) What U.S. Government agency licenses commercial and dual-use items? Department of State What is an example of a recipient violating the transfer provisions of their export authorization? A US company provides maintenance for civilian airframes What agency manages the export control process for the Commerce Department? DDTC Select the definition for an “official visit.” Exam 6 A visit that is officially sponsored by a foreign government or international organization Select the usual length of a one-time visit. Less than 30 days Which of the following types of visits is exempt from being processed over the Foreign Visits System (FVS)? Visits by foreign nationals participating in a DoD Bureau of Education and Cultural Affairs tour Select the statement that best describes foreign personnel assigned in the U.S. to work at a U.S. DoD organization for an official purpose. The assignment is a type of visit that requires an extended visit authorization Policies and procedures for official visits to the DoD by foreign representatives are set forth in what document? DoD Directive 5230.20 What is one of the three types of Foreign Liaison Officer (FLO) programs? Security Assistance FLOs National Representatives Operational FLOs For training under the Security Assistance Management Manual (SAMM), which of the following people play a key role in working with foreign nations to secure and manage necessary training? Overseas SCOs What would be an acceptable justification for unescorted access to DoD facilities? There is a validated need for frequent access for official purposes When a U.S. contractor’s visit involves classified information, what organization should the contractor work with to provide a security assurance from the U.S. to the host nation? Commerce Department When a U.S. contractor’s visit involves classified information, what organization should the contractor work with to provide a security assurance from the U.S. to the host nation? State Department Select an access and control requirement exemption that allows export controlled information disclosure by the support contractor employees. The Program Executive Officer may grant… Exam 7 When does the Milestone Decision Authority approve the Analysis of Alternatives (AoA) plan, based on an Initial Capabilities Document (ICD) approval in the JCIDS process? At the Materiel Development Decision Which of the following does the DoD use to develop technology, produce weapon systems, and provide logistic support? Defense Acquisition System At a minimum, a Milestone A Program Protection Plan should include which of the following? Potential countermeasures Which of the following is true about a program’s Security Classification Guide (SCG)? Issued by the responsible Original Classification Authority (OCA) Which of the following oversees the identification and implementation of security requirements in the Defense Acquisition System (DAS) process? SAEs/CAEs, PEOs, and PMs Which of the following should be considered if there is a high potential for the DoD to participate in an international acquisition program? Commerce Department policy guidance and procedures Exam 8 What regulation assigns security responsibility to the National Industrial Security Program Operating Manual (NISPOM) and the Defense Counterintelligence and Security Agency (DCSA) for cleared defense contractors exporting classified defense articles? ITAR The National Industrial Security Program (NISP) is administered under the guidance of which of the following? Defense Counterintelligence and Security Agency (DCSA) What piece of legislation serves as the origin for the Committee on Foreign Investment in the United States (CFIUS)? Defense Production Act of 1950 Select an example of foreign investment/involvement that may be of concern. A U.S. defense manufacturer is bought by a French company What is an Industrial Security Agreement (ISA) function? Expand the terms of the relevant general security agreement (GSOIA, GSOMIA, etc.) relative to industrial participation What are some of the minimum points that should be covered in a Technology Control Plan (TCP)? Identification of the responsible company officials that provide oversight of security and technology control and specific measures to make the foreign national(s) visible Which of the following is a risk factor used to determine the extent of Foreign Ownership, Control, or Influence (FOCI)? Potential for unauthorized technology transfer Who provides authority, direction, and control over the Defense Counterintelligence and Security Agency (DCSA)? Under Secretary of Defense for Intelligence Select the statement that best describes Designated Government Representatives (DGRs) procedures for transferring classified material. The U.S. DGR for a direct commercial sale is a DCSA or DCMA representative The security requirements in which of the following must be met when a plant visit is exempt from the International Traffic in Arms Regulations (ITAR), but the visit involves classified information? NISPOM Select the statement that best describes the National Industrial Security Program (NISP). The DCSA administers the NISP on behalf of the Secretary of Defense Select the statement that best describes eligibility for designation of Designated Government Representatives (DGRs). DGRs may only be designated by the U.S. Government What program was established to help accommodate forms of foreign investment in U.S. industry and to manage any potential threats posed by foreign investment?