CONTENTS
OCT/NOV 2015………………………………………………..3
MAY/JUNE 2016………………………………………………8
OCT/NOV 2016………………………………………………..16
MAY/JUNE 2017………………………………………………21
1
, October November 2015
AUI3702
1.1 C
1.2 C
1.3 A
1.4 B
1.5 B
1.6 B
1.7 D
1.8 C
1.9 D
1.10 A
Question 2
2.1
-Objective & Scope of audit
-responsibilities of the auditors
-responsibilities of management
-competence of audit team
-ability to meet deadlines
2.2
Weakness Controls
-orders are not sequent numbered -all order should be sequentially numbered.
-orders may not be acted upon timorously or at all, -for phone orders, order clerk to
resulting in a loss of sales and customer goodwill *request customers account numbers, order
reference number and confirm an order details.
-in accurate or duplicate order details may be recorded -attach customer order to 150 and have second
which will result in incorrect or duplicate deliverers, staff member to cross check details.
returns and customer dissatisfaction
- no credit checks are done on unregistered customers -credit checks should be done by credit manager on
unretired customers before the order is processed
-orders can be placed for an item that is not in stock and -before an order is accepted the ordering clerks
2
, notify the customer should confirm or check the availability of stock to
avoid customers dissatisfaction
-the delivery note is not pre-numbered and is not -a delivery note should be pre-numbered and
vouched against picking slip valued against picking slip for accuracy
-the truck driver may be given empty sealed boxes to - The truck driver should count the goods and sign
deliver as evidence of acceptance.
-the security guards allow trucks to go in and out -security guards should also count what is in the
without checking what are carrying truck and sign as evidence of inspection or review
-the customer does not sign the delivery note as -the customers
evidence or goods Should sign the delivery note as evidence of
delivery of goods.
Question 3
3.1- random-systematic – block
-the method to be used is random each and every unit have an equal chance of been
selected.
3.2- recede on the sample unit, which are the items that you are drawing your sample from,
In this case goods received note
-determine the population size : 500 goods received notes’
3
OCT/NOV 2015………………………………………………..3
MAY/JUNE 2016………………………………………………8
OCT/NOV 2016………………………………………………..16
MAY/JUNE 2017………………………………………………21
1
, October November 2015
AUI3702
1.1 C
1.2 C
1.3 A
1.4 B
1.5 B
1.6 B
1.7 D
1.8 C
1.9 D
1.10 A
Question 2
2.1
-Objective & Scope of audit
-responsibilities of the auditors
-responsibilities of management
-competence of audit team
-ability to meet deadlines
2.2
Weakness Controls
-orders are not sequent numbered -all order should be sequentially numbered.
-orders may not be acted upon timorously or at all, -for phone orders, order clerk to
resulting in a loss of sales and customer goodwill *request customers account numbers, order
reference number and confirm an order details.
-in accurate or duplicate order details may be recorded -attach customer order to 150 and have second
which will result in incorrect or duplicate deliverers, staff member to cross check details.
returns and customer dissatisfaction
- no credit checks are done on unregistered customers -credit checks should be done by credit manager on
unretired customers before the order is processed
-orders can be placed for an item that is not in stock and -before an order is accepted the ordering clerks
2
, notify the customer should confirm or check the availability of stock to
avoid customers dissatisfaction
-the delivery note is not pre-numbered and is not -a delivery note should be pre-numbered and
vouched against picking slip valued against picking slip for accuracy
-the truck driver may be given empty sealed boxes to - The truck driver should count the goods and sign
deliver as evidence of acceptance.
-the security guards allow trucks to go in and out -security guards should also count what is in the
without checking what are carrying truck and sign as evidence of inspection or review
-the customer does not sign the delivery note as -the customers
evidence or goods Should sign the delivery note as evidence of
delivery of goods.
Question 3
3.1- random-systematic – block
-the method to be used is random each and every unit have an equal chance of been
selected.
3.2- recede on the sample unit, which are the items that you are drawing your sample from,
In this case goods received note
-determine the population size : 500 goods received notes’
3
