Question 1
pts
(TCO A) The COBIT domain that includes using SLAs or baselines to determine how well
processes are
performing is .
delivery and support
monitoring
planning and organization
acquisition and implementation
Lahti & Peterson, p. 102
Question 2
pts
(TCO B) Internal auditing is
a necessary evil.
a delegated task without much political emphasis.
an attempt to apply five general classes of assertions: existence, pessimism,
obstructionism, valuation, and disclosure and transparency.
an attempt to apply five general classes of assertions: existence, completeness, valuation,
rights and obligations, and presentation and disclosure.
Tarantino, p. 148
Question 3
pts
, (TCO C) Delivery and Support domain control objective 10 of COBIT .
encourages the development of a problem management system
encourages problem escalation
encourages problem tracking and audit trail
All of the above
Lahti & Peterson, Appendix A
Question 4
pts
(TCO A) The components of COSO’s Enterprise Risk Management include all of the following
except
internal environment.
objective setting.
event identification.
risk control strategies.
Tarantino, p. 183
Question 5
pts
(TCO B) Which law requires organizations to keep physical control of paper documents and
control of
electronic documents?
Sarbanes-Oxley
pts
(TCO A) The COBIT domain that includes using SLAs or baselines to determine how well
processes are
performing is .
delivery and support
monitoring
planning and organization
acquisition and implementation
Lahti & Peterson, p. 102
Question 2
pts
(TCO B) Internal auditing is
a necessary evil.
a delegated task without much political emphasis.
an attempt to apply five general classes of assertions: existence, pessimism,
obstructionism, valuation, and disclosure and transparency.
an attempt to apply five general classes of assertions: existence, completeness, valuation,
rights and obligations, and presentation and disclosure.
Tarantino, p. 148
Question 3
pts
, (TCO C) Delivery and Support domain control objective 10 of COBIT .
encourages the development of a problem management system
encourages problem escalation
encourages problem tracking and audit trail
All of the above
Lahti & Peterson, Appendix A
Question 4
pts
(TCO A) The components of COSO’s Enterprise Risk Management include all of the following
except
internal environment.
objective setting.
event identification.
risk control strategies.
Tarantino, p. 183
Question 5
pts
(TCO B) Which law requires organizations to keep physical control of paper documents and
control of
electronic documents?
Sarbanes-Oxley
