My_Assignment_Tier 1 Margin Lending (Tier1MLPAv1.0.1).

Assignment Tier 1 Margin Lending (Tier1MLPAv1.0.1) Student identification (student to complete) Please complete the fields shaded grey. Assignment result (assessor to complete) Result — first submission (Details for each activity are shown in the table below) Parts that must be resubmitted: Result — resubmission (if applicable) Result summary (assessor to complete) Part 3: First submission Resubmission (if required) Section 1 Demonstrated Not yet demonstrated Demonstrated Not yet demonstrated Section 2 Demonstrated Not yet demonstrated Demonstrated Not yet demonstrated Section 3 Demonstrated Not yet demonstrated Demonstrated Not yet demonstrated Section 4 Demonstrated Not yet demonstrated Demonstrated Not yet demonstrated Section 5 Demonstrated Not yet demonstrated Demonstrated Not yet demonstrated Feedback (assessor to complete) [insert assessor feedback] Before you begin Read everything in this document before you start your assignment for Tier 1 Margin Lending (Tier1MLPAv1.0.1). About this document This document includes the following three (3) parts: • Part 1: Instructions for completing and submitting this assignment • Part 2: Case study background • Part 3: The assignment – Section 1: Establish relationship with client and identify client’s objectives, needs and financial situation. – Section 2: Analyse client’s objectives, needs, financial situation and risk profile to develop appropriate strategies and solutions. – Section 3: Present appropriate strategies and solutions to client and negotiate a financial plan, policy or transaction. – Section 4: Agree the plan, policy or transaction and complete documentation. – Section 5: Provide ongoing service where requested by client. Completing the assignment The assignment Complete Part 3: • Section 1: Parts A–F • Section 2: Parts A–F • Section 2: Part G — Statement of Advice (including Appendix 1, 2 & 3) • Section 3: Parts A • Section 4: Parts A–D • Section 5: Parts A–B Part 1: Instructions for completing and submitting this assignment How to use the study plan We recommend that you use the study plan for this subject to help you manage your time to complete the assignment within your enrolment period. Your study plan is in the KapLearn Margin Lending subject room. Word count The word count shown with each question is purely indicative. You may exceed the word count by a minimal amount, however, please do not include additional information which is outside the scope of the question. Additional research When completing this assignment, assumptions are permitted although they must not be in conflict with the information provided in the Case Studies. You may also be required to source additional information fr ..................................................continued..............................................................................................