BLAW 3310-Final Exam Questions And
Answers With Complete solution
1. administrative agencies, at both the federal and state levels are created
A. Enabling Statues
2. The decisions of administrative agencies may be appealed into court under a
principle known as
A. (judicial review
3. The securities act of 1933 is primarily concerned with disclosure of essential
information about a securities offering
B. Before it is offered to the public
4. The securities exchange act of 1934 is primarily concerned with the trading of
securities
B. After they have been issued and are being publicly traded
6. Antitrust regulatory statues are primarily concerned with inside trading
violations
B. False
7. A court case involving allegations of territorial divisions of markets will be
brought under
A. The Sherman Antitrust Act
5. What price agreements among competitors are legal?
D. none because such an agreement would be a per se violation of the Sherman
Antitrust Act
8. The securities and Exchange Commission
B. Is a federal regulatory agency charged by congress with administration of both the
Securities Act of 1933 and the Securities Exchange Act of 1934
9. A "monopoly" is, by its nature, anti competitive.
A. True
10. The constitutional basis for antitrust regulation by the federal government is
B. The commerce Clause
11. The Registration Statement requirement is found in
B. the Securities Act of 1933
12. Which of the following bankruptcy procedures involves a plan for
reorganization?
B. A chapter 11 procedure
13. General unsecured creditors have no priority claims in a bankruptcy case
B. False
14. Governmental regulatory agencies may be found
D. All of The above. (at the local level of government, state and federal level)
15. In an antitrust case, the federal courts will apply to the "Rule of Reason",
unless there is a per se violation
A. True
16. In order for there to be an antitrust violation, there must
D. be an unreasonable threat to competition
Answers With Complete solution
1. administrative agencies, at both the federal and state levels are created
A. Enabling Statues
2. The decisions of administrative agencies may be appealed into court under a
principle known as
A. (judicial review
3. The securities act of 1933 is primarily concerned with disclosure of essential
information about a securities offering
B. Before it is offered to the public
4. The securities exchange act of 1934 is primarily concerned with the trading of
securities
B. After they have been issued and are being publicly traded
6. Antitrust regulatory statues are primarily concerned with inside trading
violations
B. False
7. A court case involving allegations of territorial divisions of markets will be
brought under
A. The Sherman Antitrust Act
5. What price agreements among competitors are legal?
D. none because such an agreement would be a per se violation of the Sherman
Antitrust Act
8. The securities and Exchange Commission
B. Is a federal regulatory agency charged by congress with administration of both the
Securities Act of 1933 and the Securities Exchange Act of 1934
9. A "monopoly" is, by its nature, anti competitive.
A. True
10. The constitutional basis for antitrust regulation by the federal government is
B. The commerce Clause
11. The Registration Statement requirement is found in
B. the Securities Act of 1933
12. Which of the following bankruptcy procedures involves a plan for
reorganization?
B. A chapter 11 procedure
13. General unsecured creditors have no priority claims in a bankruptcy case
B. False
14. Governmental regulatory agencies may be found
D. All of The above. (at the local level of government, state and federal level)
15. In an antitrust case, the federal courts will apply to the "Rule of Reason",
unless there is a per se violation
A. True
16. In order for there to be an antitrust violation, there must
D. be an unreasonable threat to competition
