Certified Compliance and Ethics Professional
(CCEP) Practice | 100% Correct Answers |
Verified | Latest 2024 Version
What is the first thing you should do after you identify the risks in your organization? - ✔✔Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? -
✔✔Every 5 years
What does discipline need to be? - ✔✔Case-specific and consistent
What is the first thing to do when you are ready to discipline? - ✔✔Respond appropriately
What is the second step regarding discipline after you have responded? - ✔✔Prevent future occurrences
Which act imposes liability on persons/companies that defraud the government? - ✔✔False Claims Act
(FCA)
Which act prohibits employees from paying, offering, or promising to pay officials of other countries for
the purpose of obtaining or maintaining their business? - ✔✔Foreign Corrupt Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - ✔✔Public benefit, public harm,
and how indictment would impact the org culture
What is the first basic compliance element? - ✔✔Establish standards, policies, and procedures
What is the first and best line of defense in compliance? - ✔✔Education
What is the first step of a compliance program development? - ✔✔Structure
What is worse than not having a compliance policy? - ✔✔Having one and not following it
(CCEP) Practice | 100% Correct Answers |
Verified | Latest 2024 Version
What is the first thing you should do after you identify the risks in your organization? - ✔✔Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? -
✔✔Every 5 years
What does discipline need to be? - ✔✔Case-specific and consistent
What is the first thing to do when you are ready to discipline? - ✔✔Respond appropriately
What is the second step regarding discipline after you have responded? - ✔✔Prevent future occurrences
Which act imposes liability on persons/companies that defraud the government? - ✔✔False Claims Act
(FCA)
Which act prohibits employees from paying, offering, or promising to pay officials of other countries for
the purpose of obtaining or maintaining their business? - ✔✔Foreign Corrupt Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - ✔✔Public benefit, public harm,
and how indictment would impact the org culture
What is the first basic compliance element? - ✔✔Establish standards, policies, and procedures
What is the first and best line of defense in compliance? - ✔✔Education
What is the first step of a compliance program development? - ✔✔Structure
What is worse than not having a compliance policy? - ✔✔Having one and not following it
