CCEP Compliance and Ethics Professional
Exam Questions and Answers (Latest
Update 2025)
These Compliance and Ethics Policies and procedures must
exist - Correct Answer ✅ Non-Retaliation, Record
Management, Conflict of Interest, Privacy, Security, and
Confidentiality
What are Compliance Officers required to do? - Correct
Answer ✅ Maintain Compliance and Ethics polices and
procedures
When making decisions, C.O. need to.... - Correct Answer
✅ Consult with appropriate subject matter resources, HR,
legal, finance
A main goal of compliance program: - Correct Answer ✅
Assure Alignment between organization's mission, vision,
values, and the code of conduct
A main goal of compliance program is... - Correct Answer
✅ to assure alignment of the compliance and ethics strategic
plan is consistent with overall business objectives.
,CCEP Compliance and Ethics Professional
Exam Questions and Answers (Latest
Update 2025)
A requirement for compliance program is... - Correct
Answer ✅ to maintain a code of conduct
C.O. needs to ensure what? - Correct Answer ✅ Ensure
organizational value statements reflect a committment to a
culture of integrity
What else does a CO ensure? - Correct Answer ✅ The
policies and procedures address regulatory and legal
requirements.
Policies need to address what? - Correct Answer ✅
Interactions/relationships with third-parties, like vendors,
business partners, and competitors
What else is required in relation to third-parties? - Correct
Answer ✅ That contractual agreements include compliance
and ethic standards.
,CCEP Compliance and Ethics Professional
Exam Questions and Answers (Latest
Update 2025)
What documentation is required of a compliance plan? -
Correct Answer ✅ That the program is documented, like a
compliance manual/outlined plan.
What else will a compliance program document in regards to
risks? - Correct Answer ✅ That policies and procedures
around specific identified risk area are maintained.
What will a compliance program document in regards to
governance policies? - Correct Answer ✅ That the
governance policies for the compliance and ethics program
are maintained.
Who does a Compliance Officer report to? - Correct Answer
✅ A board of directors, or audit committee
What does a compliance officer report and to whom? -
Correct Answer ✅ Reports compliance and ethics activity
to the internal governing body, like a board of directors/audit
committee
, CCEP Compliance and Ethics Professional
Exam Questions and Answers (Latest
Update 2025)
Who else does a compliance officer report to? - Correct
Answer ✅ Gives reports of compliance and ethics activity to
the senior business leader, like the CEO or CFO
What does the CO coordinate inside the organization? -
Correct Answer ✅ Coordinates the operational aspects of
the compliance program with management, like oversight
committee and senior managment.
Benchmarking - Correct Answer ✅ Collaborate with others
internally and externally to institute best practices: what are
others doing in their program?
What is the CO responsible for in regards to goals of oversight
committee? - Correct Answer ✅ To ensure the goals and
objectives of the oversight committee are achieved.
What knowledge is needed? - Correct Answer ✅ Maintain
knowledge of relevant laws and regulations
Exam Questions and Answers (Latest
Update 2025)
These Compliance and Ethics Policies and procedures must
exist - Correct Answer ✅ Non-Retaliation, Record
Management, Conflict of Interest, Privacy, Security, and
Confidentiality
What are Compliance Officers required to do? - Correct
Answer ✅ Maintain Compliance and Ethics polices and
procedures
When making decisions, C.O. need to.... - Correct Answer
✅ Consult with appropriate subject matter resources, HR,
legal, finance
A main goal of compliance program: - Correct Answer ✅
Assure Alignment between organization's mission, vision,
values, and the code of conduct
A main goal of compliance program is... - Correct Answer
✅ to assure alignment of the compliance and ethics strategic
plan is consistent with overall business objectives.
,CCEP Compliance and Ethics Professional
Exam Questions and Answers (Latest
Update 2025)
A requirement for compliance program is... - Correct
Answer ✅ to maintain a code of conduct
C.O. needs to ensure what? - Correct Answer ✅ Ensure
organizational value statements reflect a committment to a
culture of integrity
What else does a CO ensure? - Correct Answer ✅ The
policies and procedures address regulatory and legal
requirements.
Policies need to address what? - Correct Answer ✅
Interactions/relationships with third-parties, like vendors,
business partners, and competitors
What else is required in relation to third-parties? - Correct
Answer ✅ That contractual agreements include compliance
and ethic standards.
,CCEP Compliance and Ethics Professional
Exam Questions and Answers (Latest
Update 2025)
What documentation is required of a compliance plan? -
Correct Answer ✅ That the program is documented, like a
compliance manual/outlined plan.
What else will a compliance program document in regards to
risks? - Correct Answer ✅ That policies and procedures
around specific identified risk area are maintained.
What will a compliance program document in regards to
governance policies? - Correct Answer ✅ That the
governance policies for the compliance and ethics program
are maintained.
Who does a Compliance Officer report to? - Correct Answer
✅ A board of directors, or audit committee
What does a compliance officer report and to whom? -
Correct Answer ✅ Reports compliance and ethics activity
to the internal governing body, like a board of directors/audit
committee
, CCEP Compliance and Ethics Professional
Exam Questions and Answers (Latest
Update 2025)
Who else does a compliance officer report to? - Correct
Answer ✅ Gives reports of compliance and ethics activity to
the senior business leader, like the CEO or CFO
What does the CO coordinate inside the organization? -
Correct Answer ✅ Coordinates the operational aspects of
the compliance program with management, like oversight
committee and senior managment.
Benchmarking - Correct Answer ✅ Collaborate with others
internally and externally to institute best practices: what are
others doing in their program?
What is the CO responsible for in regards to goals of oversight
committee? - Correct Answer ✅ To ensure the goals and
objectives of the oversight committee are achieved.
What knowledge is needed? - Correct Answer ✅ Maintain
knowledge of relevant laws and regulations
