UNIT 1 THE PROCESS OF COMMUNICATION
Structure
1.0 Objectives
1.1 Introduction: What is Communication?
1.2 The Process of Communication
1.3 Barriers to Communication
1.4 Different Types of Communication
1.5 Written vs. Oral Communication
1.6 Different Types of Face-to-Face Interactions
1.7 Characteristics and Conventions of Conversation
1.8 Conversational Problems of Second/Foreign Language Users
1.9 Difference between Conversation and Other Speech Events
1.10 Summary
1.11 Suggested Readings
1.12 Answers to Check Your Progress
1.0 OBJECTIVES
In this unit we will introduce you to some basic concepts in communication, its importance in
business organizations, different types of communication, different modes to be used, and their
comparative advantages and disadvantages. We shall also give you insights into strategies that are
used for effective face-to-face communication.
1.1 INTRODUCTION: WHAT IS COMMUNICATION?
We all engage in communication with others right from our birth. When we interact with others
we are communicating with them. Right now I am communicating with you through this unit and
while you are reading it you, too, are in fact communicating with me through this text.
It is often said that we live in an age of communication characterized by speed, efficiency, and
the ability to transcend physical or geographical limitations. But what does it mean to
communicate? The dictionary definition is ‘to exchange (thoughts) or make known (information
or feelings) by speech, writing or other means, to transmit’. Communication is more than just
messaging or swapping information. It involves not just words, but the use of all our senses.
With face-to-face dialogue, our facial expression, tone, body language, ability to listen with
patience, all contribute to the conveying of messages and information between people.
For example, the written word, whether in books and magazines, e-mails or texts, can convey
more than just the writing. It can inspire, elevate and encourage if that is the intention of the
writer. It can also confuse and exasperate if we are not careful! Lynne Truss, in a recent book on
punctuation, pointed out how easily the meaning of the written word can be altered just by
rearranging the punctuation. She invites us to compare the following two sentences; ‘A woman,
without her man, is nothing’, and ‘A woman: without her, man is nothing’!
,As human beings we have the ability to express ourselves and share our thoughts and feelings in
many ways. We could live in isolation, never communicating with another person, but that would
not create value. We can keep feelings to ourselves or we can share them. Each person has his or
her unique view of things, and each perspective is valuable. Through sharing these individual
ideas or views with each other, global solutions may be found.
Someone may share an idea that the other person may not have even considered. These differing
views could be compared to a jigsaw puzzle, where each person has their own piece, and when
the pieces fit together, the full picture emerges and a solution is found that may not have been
considered previously.Certainly increased communication that uses technology can be
enormously valuable. Being able to share information quickly between people has meant that a
disaster in one part of the world can be responded to in another; it has led to the fall of corrupt
governments, as people have been able to unite in challenging authoritarian regimes. People in
remote areas fighting injustice have linked up with people on the other side of the world who can
support their cause. As with everything, new technologies such as e-mail and text messaging
have the potential to be positive or negative.
So don’t you see the value of communication!
1.2 THE PROCESS OF COMMUNICATION
The following figure gives a simple model of the process of communication:-
Check Your Progress 1
Look at the figure given above and try to answer the following questions:
1. At least how many persons do you need for communication to take place?
2. Can two people communicate if they do not share the same language?
3. If your answer to Q2 above is ‘yes’, then explain how they will communicate.
4. A saint sitting with his eyes closed says he is communicating with God. Do you think it is
an example of communication? Give reasons for your answer.
, The Process of
Communication
5. A person was lost in his thoughts with his eyes closed. When asked he said that he was
communicating with self. Would you term it as communication? Discuss with others in
your study center.
Elements of Communication
If we look at the figure given above we can derive the elements of communication as follows:
1. Communication involves at least two persons (a) The addresser and (b) the addressee.
2. The topic: the contents of the message.
3. The channel: the medium through which the message travels, e.g. letter, telephone,e-mail,
etc.
4. The code: the language of the message e.g. English, French, Hindi, etc.
5. The message form: the selection of particular grammar and lexical choices of the
message.
6. The setting: the social and physical setting.
Check Your Progress 2
Look at the figure once again. Can you write a paragraph now explaining the process of
communication?
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
…………………………………………………………………………
The Role of the Decoder
The process of decoding by the addressee is not passive as some people think. His/Her role is an
active one. Language, it is said, does not have meaning; it has potential for meaning and it is the
decoder who is actively engaged in making meaning on the basis of his/her background
knowledge and the context of communication e.g. the knowledge of the subject, topic, addresser-
addressee relationship, knowledge of the code, the physical and social context, etc.
Let us consider the following utterance:
“Mr. Gupta is not coming”.
The textual meaning of the sentence is not difficult; it is quite clear-but do we know what the
speaker wants to convey? Is it a statement for our information? Is it a warning for the hearer? We
, can understand this text only if we know what the context is, i.e. who is the addresser; whom is
s/he addressing; when, where and in what context. Suppose the addresser is the Managing
Director (MD) of a company; and the addressee is his Secretary; the MD utters these words on
arriving in his office and going through a fax message; Mr. Gupta is a consultant with the foreign
collaborators of the company; and he was due to arrive that day for a meeting with the MD and
other officials of the company. If we possess this background knowledge, we will be able to
understand the meaning of the sentence uttered by the MD. This sentence can now be called an
utterance in this context. The secretary can interpret the utterance to mean: ‘The meeting will
have to be cancelled and the officials informed accordingly. Arrangements such as sending the
car to the airport, hotel reservation, etc., if any, made for Mr. Gupta, will have to be cancelled’,
etc. etc.
When we make an utterance we always do something; we use language to perform some function,
e.g. to inform, warn, promise, persuade, etc. and the hearer or the reader can derive the meaning
of the utterance only through actively processing the utterance in the context in which it is made.
Check Your Progress 3
Can you think of some of the functions of language? One can be to ‘inform’ someone; or to
‘warn’. Think of some more functions and compare your list with that drawn up by others in your
study centre.
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
……………………………………
Macro Functions of Communication
The macro functions of communication are listed below:
1. The emotive function: to communicate the inner states and emotions, e.g. Oh no!
2. The directive function: seeking to affect the behaviour of others, e.g. Cose the door, please.
3. The phatic function: opening the channel or checking that it is working, e.g. Hello, is it
Thomas Cook? or Can you hear me, Mrs. Gupta?
4. The poetic function: the particular form chosen is the essence of the message. This refers to
the aesthetic function of language.
5. The referential function: to carry information.
6. The metalinguistic function: focusing attention on the code itself, e.g. ‘the use of both will
or shall is correct in modern usage.’
7. The contextual function: creating a particular kind of context, e.g. Right! Let’s start the
meeting now.
Structure
1.0 Objectives
1.1 Introduction: What is Communication?
1.2 The Process of Communication
1.3 Barriers to Communication
1.4 Different Types of Communication
1.5 Written vs. Oral Communication
1.6 Different Types of Face-to-Face Interactions
1.7 Characteristics and Conventions of Conversation
1.8 Conversational Problems of Second/Foreign Language Users
1.9 Difference between Conversation and Other Speech Events
1.10 Summary
1.11 Suggested Readings
1.12 Answers to Check Your Progress
1.0 OBJECTIVES
In this unit we will introduce you to some basic concepts in communication, its importance in
business organizations, different types of communication, different modes to be used, and their
comparative advantages and disadvantages. We shall also give you insights into strategies that are
used for effective face-to-face communication.
1.1 INTRODUCTION: WHAT IS COMMUNICATION?
We all engage in communication with others right from our birth. When we interact with others
we are communicating with them. Right now I am communicating with you through this unit and
while you are reading it you, too, are in fact communicating with me through this text.
It is often said that we live in an age of communication characterized by speed, efficiency, and
the ability to transcend physical or geographical limitations. But what does it mean to
communicate? The dictionary definition is ‘to exchange (thoughts) or make known (information
or feelings) by speech, writing or other means, to transmit’. Communication is more than just
messaging or swapping information. It involves not just words, but the use of all our senses.
With face-to-face dialogue, our facial expression, tone, body language, ability to listen with
patience, all contribute to the conveying of messages and information between people.
For example, the written word, whether in books and magazines, e-mails or texts, can convey
more than just the writing. It can inspire, elevate and encourage if that is the intention of the
writer. It can also confuse and exasperate if we are not careful! Lynne Truss, in a recent book on
punctuation, pointed out how easily the meaning of the written word can be altered just by
rearranging the punctuation. She invites us to compare the following two sentences; ‘A woman,
without her man, is nothing’, and ‘A woman: without her, man is nothing’!
,As human beings we have the ability to express ourselves and share our thoughts and feelings in
many ways. We could live in isolation, never communicating with another person, but that would
not create value. We can keep feelings to ourselves or we can share them. Each person has his or
her unique view of things, and each perspective is valuable. Through sharing these individual
ideas or views with each other, global solutions may be found.
Someone may share an idea that the other person may not have even considered. These differing
views could be compared to a jigsaw puzzle, where each person has their own piece, and when
the pieces fit together, the full picture emerges and a solution is found that may not have been
considered previously.Certainly increased communication that uses technology can be
enormously valuable. Being able to share information quickly between people has meant that a
disaster in one part of the world can be responded to in another; it has led to the fall of corrupt
governments, as people have been able to unite in challenging authoritarian regimes. People in
remote areas fighting injustice have linked up with people on the other side of the world who can
support their cause. As with everything, new technologies such as e-mail and text messaging
have the potential to be positive or negative.
So don’t you see the value of communication!
1.2 THE PROCESS OF COMMUNICATION
The following figure gives a simple model of the process of communication:-
Check Your Progress 1
Look at the figure given above and try to answer the following questions:
1. At least how many persons do you need for communication to take place?
2. Can two people communicate if they do not share the same language?
3. If your answer to Q2 above is ‘yes’, then explain how they will communicate.
4. A saint sitting with his eyes closed says he is communicating with God. Do you think it is
an example of communication? Give reasons for your answer.
, The Process of
Communication
5. A person was lost in his thoughts with his eyes closed. When asked he said that he was
communicating with self. Would you term it as communication? Discuss with others in
your study center.
Elements of Communication
If we look at the figure given above we can derive the elements of communication as follows:
1. Communication involves at least two persons (a) The addresser and (b) the addressee.
2. The topic: the contents of the message.
3. The channel: the medium through which the message travels, e.g. letter, telephone,e-mail,
etc.
4. The code: the language of the message e.g. English, French, Hindi, etc.
5. The message form: the selection of particular grammar and lexical choices of the
message.
6. The setting: the social and physical setting.
Check Your Progress 2
Look at the figure once again. Can you write a paragraph now explaining the process of
communication?
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
…………………………………………………………………………
The Role of the Decoder
The process of decoding by the addressee is not passive as some people think. His/Her role is an
active one. Language, it is said, does not have meaning; it has potential for meaning and it is the
decoder who is actively engaged in making meaning on the basis of his/her background
knowledge and the context of communication e.g. the knowledge of the subject, topic, addresser-
addressee relationship, knowledge of the code, the physical and social context, etc.
Let us consider the following utterance:
“Mr. Gupta is not coming”.
The textual meaning of the sentence is not difficult; it is quite clear-but do we know what the
speaker wants to convey? Is it a statement for our information? Is it a warning for the hearer? We
, can understand this text only if we know what the context is, i.e. who is the addresser; whom is
s/he addressing; when, where and in what context. Suppose the addresser is the Managing
Director (MD) of a company; and the addressee is his Secretary; the MD utters these words on
arriving in his office and going through a fax message; Mr. Gupta is a consultant with the foreign
collaborators of the company; and he was due to arrive that day for a meeting with the MD and
other officials of the company. If we possess this background knowledge, we will be able to
understand the meaning of the sentence uttered by the MD. This sentence can now be called an
utterance in this context. The secretary can interpret the utterance to mean: ‘The meeting will
have to be cancelled and the officials informed accordingly. Arrangements such as sending the
car to the airport, hotel reservation, etc., if any, made for Mr. Gupta, will have to be cancelled’,
etc. etc.
When we make an utterance we always do something; we use language to perform some function,
e.g. to inform, warn, promise, persuade, etc. and the hearer or the reader can derive the meaning
of the utterance only through actively processing the utterance in the context in which it is made.
Check Your Progress 3
Can you think of some of the functions of language? One can be to ‘inform’ someone; or to
‘warn’. Think of some more functions and compare your list with that drawn up by others in your
study centre.
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
……………………………………
Macro Functions of Communication
The macro functions of communication are listed below:
1. The emotive function: to communicate the inner states and emotions, e.g. Oh no!
2. The directive function: seeking to affect the behaviour of others, e.g. Cose the door, please.
3. The phatic function: opening the channel or checking that it is working, e.g. Hello, is it
Thomas Cook? or Can you hear me, Mrs. Gupta?
4. The poetic function: the particular form chosen is the essence of the message. This refers to
the aesthetic function of language.
5. The referential function: to carry information.
6. The metalinguistic function: focusing attention on the code itself, e.g. ‘the use of both will
or shall is correct in modern usage.’
7. The contextual function: creating a particular kind of context, e.g. Right! Let’s start the
meeting now.
