Which of the following departments in a large drug manufacturing company is MOST
likely to have the highest risk of non-compliance?
A.) Transportation
B.) Customer service
D.) Compliance and Ethics Professional
D.) Repair and Maintenance
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, D.) Compliance and Ethics Professional
CODE OF PROFESSIONAL ETHICS - CCEP
What are the Rules of Conduct?
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The Rules of Conduct are specific standards that prescribe the minimum
level of professional conduct expected of CEPs.
What goal should investigators keep in mind when interviewing employees?
A.) Fulfilling ethical obligations
B.) Preserving confidentiality
C.) Obtaining truthful information
D.) All of the above
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D.) All of the above
There are four goals that investigators should keep in mind when
interviewing employees. In addition to the three above goals, they should
minimize their and the company's criminal and legal exposure during the
investigation process.
CODE OF PROFESSIONAL ETHICS - CCEP
, Principle I - R1.4 If, in the course of their work, CEPs become aware of any decision by
their employing organization which, if implemented, would constitute misconduct, the
professional shall:
Explain the 4 things a CEP should do and in order of escalation.
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(a) refuse to consent to the decision
(b) escalate the matter, including to the highest governing body, as
appropriate
(c) if serious issues remain unresolved after exercising “a” and “b”, consider
resignation and report the decision to public officials when required by
law.
Resignation should be a last resort since a CEP may by the only remaining
barrier to conduct.
A company's compliance and ethics professional receives an anonymous hotline call
alleging that the CFO has embezzled millions of dollars. The caller states the money is
from an identifiable account. Which of the following should the compliance and ethics
professional do FIRST?
A.) Report the matter to the company's Board of Directors
B.) Contact local law enforcement immediately
C.) Verify the money has been misappropriated
D.) Self-disclose to the appropriate governmental agency
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C.) Verify the money has been misappropriated
likely to have the highest risk of non-compliance?
A.) Transportation
B.) Customer service
D.) Compliance and Ethics Professional
D.) Repair and Maintenance
Give this one a try later!
, D.) Compliance and Ethics Professional
CODE OF PROFESSIONAL ETHICS - CCEP
What are the Rules of Conduct?
Give this one a try later!
The Rules of Conduct are specific standards that prescribe the minimum
level of professional conduct expected of CEPs.
What goal should investigators keep in mind when interviewing employees?
A.) Fulfilling ethical obligations
B.) Preserving confidentiality
C.) Obtaining truthful information
D.) All of the above
Give this one a try later!
D.) All of the above
There are four goals that investigators should keep in mind when
interviewing employees. In addition to the three above goals, they should
minimize their and the company's criminal and legal exposure during the
investigation process.
CODE OF PROFESSIONAL ETHICS - CCEP
, Principle I - R1.4 If, in the course of their work, CEPs become aware of any decision by
their employing organization which, if implemented, would constitute misconduct, the
professional shall:
Explain the 4 things a CEP should do and in order of escalation.
Give this one a try later!
(a) refuse to consent to the decision
(b) escalate the matter, including to the highest governing body, as
appropriate
(c) if serious issues remain unresolved after exercising “a” and “b”, consider
resignation and report the decision to public officials when required by
law.
Resignation should be a last resort since a CEP may by the only remaining
barrier to conduct.
A company's compliance and ethics professional receives an anonymous hotline call
alleging that the CFO has embezzled millions of dollars. The caller states the money is
from an identifiable account. Which of the following should the compliance and ethics
professional do FIRST?
A.) Report the matter to the company's Board of Directors
B.) Contact local law enforcement immediately
C.) Verify the money has been misappropriated
D.) Self-disclose to the appropriate governmental agency
Give this one a try later!
C.) Verify the money has been misappropriated
