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Certified Compliance and Ethics Professional (CCEP)
Practice |2025 Update |Complete Exam Set Questions
And Verified Answers (solutions) | Get It 100%
Accurate!!| Already Passed A+
What is the first thing you should do after you identify the risks in your
organization? - ...(ANSWERS)....Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner
off an audity? - ...(ANSWERS)....Every 5 years
What does discipline need to be? - ...(ANSWERS)....Case-specific and consistent
What is the first thing to do when you are ready to discipline? -
...(ANSWERS)....Respond appropriately
What is the second step regarding discipline after you have responded? -
...(ANSWERS)....Prevent future occurrences
Which act imposes liability on persons/companies that defraud the government? -
...(ANSWERS)....False Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials
of other countries for the purpose of obtaining or maintaining their business? -
...(ANSWERS)....Foreign Corrupt Practices Act (FCPA)
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What are the three areas the DOJ looks at when deciding punishment? -
...(ANSWERS)....Public benefit, public harm, and how indictment would impact the
org culture
What is the first basic compliance element? - ...(ANSWERS)....Establish standards,
policies, and procedures
What is the first and best line of defense in compliance? -
...(ANSWERS)....Education
What is the first step of a compliance program development? -
...(ANSWERS)....Structure
What is worse than not having a compliance policy? - ...(ANSWERS)....Having one
and not following it
What should you align your compliance program with? - ...(ANSWERS)....Org's
mission, value, vision and code of conduct
What is the best reporting mechanism? - ...(ANSWERS)....Open door policy
What should third parties sign when conducting business with your org? -
...(ANSWERS)....Attestation of the code of conduct
Certified Compliance and Ethics Professional (CCEP)
Practice |2025 Update |Complete Exam Set Questions
And Verified Answers (solutions) | Get It 100%
Accurate!!| Already Passed A+
What is the first thing you should do after you identify the risks in your
organization? - ...(ANSWERS)....Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner
off an audity? - ...(ANSWERS)....Every 5 years
What does discipline need to be? - ...(ANSWERS)....Case-specific and consistent
What is the first thing to do when you are ready to discipline? -
...(ANSWERS)....Respond appropriately
What is the second step regarding discipline after you have responded? -
...(ANSWERS)....Prevent future occurrences
Which act imposes liability on persons/companies that defraud the government? -
...(ANSWERS)....False Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials
of other countries for the purpose of obtaining or maintaining their business? -
...(ANSWERS)....Foreign Corrupt Practices Act (FCPA)
, 2
What are the three areas the DOJ looks at when deciding punishment? -
...(ANSWERS)....Public benefit, public harm, and how indictment would impact the
org culture
What is the first basic compliance element? - ...(ANSWERS)....Establish standards,
policies, and procedures
What is the first and best line of defense in compliance? -
...(ANSWERS)....Education
What is the first step of a compliance program development? -
...(ANSWERS)....Structure
What is worse than not having a compliance policy? - ...(ANSWERS)....Having one
and not following it
What should you align your compliance program with? - ...(ANSWERS)....Org's
mission, value, vision and code of conduct
What is the best reporting mechanism? - ...(ANSWERS)....Open door policy
What should third parties sign when conducting business with your org? -
...(ANSWERS)....Attestation of the code of conduct
