CISI SAMPLE PAPER EXAM LATEST UPDATES -
2025/2026- ACTUAL QUESTIONS AND CORRECT
ANSWERS ALREADY GRADED A+ GUARANTEED
SUCCESS
19 What is the purpose of a Super Complaint?
A To generate what is known in the USA as a "class action"
B To enable customers to seek higher than normal payouts
C To enable consumer organisations to raise complaints with the Financial
Conduct Authority
D To take the complaint to the highest level of authority within a company
C To enable consumer organisations to raise complaints with the Financial
Conduct Authority
28 Following the UK's withdrawal from the EU, UK firms lost their ability to
access the EU market on the basis of 'passporting'. How can UK firms seek to
access the EU market now?
A By pre-approval from the FCA
, B Using access regimes for third countries
C By direct application via the PRA
D H M Treasury provides an access channel to EU markets
B Using access regimes for third countries
41 When a firm communicates a financial promotion via an appointed
representative, what Conduct of Business rules apply?
A Financial promotion rules prohibit appointed representatives communicating
with clients regarding designated investment business
B The only financial promotions permitted by appointed representatives is cold
calling and other unwritten business so only rules relating to those apply
C Firms must ensure the representative complies with the rules in the same way as
the firm
D All rules apply except appointed representatives cannot make direct offer
financial promotions
C Firms must ensure the representative complies with the rules in the same way as
the firm
10.4.2
27 When a firm appoints a representative to act on its behalf regarding financial
promotions, what FCA rules, if any, apply?
A Any business by the representative is treated as being undertaken by the
authorised person
2025/2026- ACTUAL QUESTIONS AND CORRECT
ANSWERS ALREADY GRADED A+ GUARANTEED
SUCCESS
19 What is the purpose of a Super Complaint?
A To generate what is known in the USA as a "class action"
B To enable customers to seek higher than normal payouts
C To enable consumer organisations to raise complaints with the Financial
Conduct Authority
D To take the complaint to the highest level of authority within a company
C To enable consumer organisations to raise complaints with the Financial
Conduct Authority
28 Following the UK's withdrawal from the EU, UK firms lost their ability to
access the EU market on the basis of 'passporting'. How can UK firms seek to
access the EU market now?
A By pre-approval from the FCA
, B Using access regimes for third countries
C By direct application via the PRA
D H M Treasury provides an access channel to EU markets
B Using access regimes for third countries
41 When a firm communicates a financial promotion via an appointed
representative, what Conduct of Business rules apply?
A Financial promotion rules prohibit appointed representatives communicating
with clients regarding designated investment business
B The only financial promotions permitted by appointed representatives is cold
calling and other unwritten business so only rules relating to those apply
C Firms must ensure the representative complies with the rules in the same way as
the firm
D All rules apply except appointed representatives cannot make direct offer
financial promotions
C Firms must ensure the representative complies with the rules in the same way as
the firm
10.4.2
27 When a firm appoints a representative to act on its behalf regarding financial
promotions, what FCA rules, if any, apply?
A Any business by the representative is treated as being undertaken by the
authorised person
