CESGA Verified Multiple Choice and
Conceptual Actual Exam Questions With
Reviewed 100% Correct Detailed Answers
Guaranteed Pass!!Current Update
1. What is the EU Taxonomy?
a) A way of defining the entire ecosystem surrounding sustainable finance
b) A way of defining the investments surrounding sustainable finance
c) A way of defining sustainable financing
d) A way of reducing the cost of capital - ANSWER a)
2. What are the disclosure requirements for sustainability risks at the entity level?
a) Articles 3, 5, and 6 require firms to disclose how they integrate sustainability
risks into their investment decision-making process and remuneration
b) Articles 4 and 7 establish disclosure obligations that require firms to specify the
"principal adverse impacts" on sustainability factors posed by their products,
decisions, and advice
c) Articles 4 and 7 establish disclosure possibilities that require stakeholders to
specify the "principal adverse impacts" on performances posed by their products,
decisions, and advice
d) Articles 4 and 7 establish disclosure obligations that require firms to specify the
"principal adverse impacts" on performances posed by their products, decisions,
and advice - ANSWER a)
,3. SFDR: What should the pre-contractual disclosures include?
a) Pre-contractual disclosures should include the manner in which sustainability
risks are integrated into the investment decisions
b) Pre-contractual disclosures should include the manner in which sustainability
risks are integrated into the investment decisions, the degree of sustainability of
an financial product and the results of the assessment of the likely impacts of
sustainability risks on the returns of the financial products
c) Pre-contractual disclosures should include the results of the assessment of the
likely impacts of sustainability risks on the returns of the financial products
d) Web-site disclosures should include the manner in which sustainability risks are
integrated into the investment decisions and the results of the assessment of the
likely impacts of sustainability risks on the returns of the financial products -
ANSWER b)
4. Which is the main requirement for financial advisors, according to article 3
(SFDR)?
a) To publish information on the strategy regarding sustainability risks as part of
the investment decision making process as well as the investment and insurance
advisory process
b) To publish information at a general level in order to maintain due diligence on
PAIs
c) To publish general company level information on the renumeration policy
alignment with sustainability risks
d) To publish information for products with relevant sustainability risks - ANSWER
a)
, 5. Which is the channel for disclosing the PAI at the financial advisor level,
according to art 4.5 (SFDR)?
a) Web-site
b) Pre-contractual disclosure
c) Contractual disclosure
d) Pre-contractual disclosure and web-site - ANSWER a)
6. With what disclosure is the article 5 (SFRD) concerned with?
a) Information on renumeration policy
b) Information on monitoring of PAIs
c) Information on relevant sustainability risks
d) Information on strategy regarding sustainability risks in the investment and
advisory process - ANSWER a)
7. Art. 8 (SFDR): Products that promote environmental or social investment (Light
Green) require information...
a) On environmental or social product characteristics. If the benchmark is
available, information provision is required on its compliance with these product
characteristics
b) Only on environmental product characteristics. If the benchmark is available,
information provision is required on its compliance with these product
characteristics
c) Only on social product characteristics. If the benchmark is available, information
provision is required on its compliance with these product characteristics.
d) on the specific benchmark - ANSWER a)
Conceptual Actual Exam Questions With
Reviewed 100% Correct Detailed Answers
Guaranteed Pass!!Current Update
1. What is the EU Taxonomy?
a) A way of defining the entire ecosystem surrounding sustainable finance
b) A way of defining the investments surrounding sustainable finance
c) A way of defining sustainable financing
d) A way of reducing the cost of capital - ANSWER a)
2. What are the disclosure requirements for sustainability risks at the entity level?
a) Articles 3, 5, and 6 require firms to disclose how they integrate sustainability
risks into their investment decision-making process and remuneration
b) Articles 4 and 7 establish disclosure obligations that require firms to specify the
"principal adverse impacts" on sustainability factors posed by their products,
decisions, and advice
c) Articles 4 and 7 establish disclosure possibilities that require stakeholders to
specify the "principal adverse impacts" on performances posed by their products,
decisions, and advice
d) Articles 4 and 7 establish disclosure obligations that require firms to specify the
"principal adverse impacts" on performances posed by their products, decisions,
and advice - ANSWER a)
,3. SFDR: What should the pre-contractual disclosures include?
a) Pre-contractual disclosures should include the manner in which sustainability
risks are integrated into the investment decisions
b) Pre-contractual disclosures should include the manner in which sustainability
risks are integrated into the investment decisions, the degree of sustainability of
an financial product and the results of the assessment of the likely impacts of
sustainability risks on the returns of the financial products
c) Pre-contractual disclosures should include the results of the assessment of the
likely impacts of sustainability risks on the returns of the financial products
d) Web-site disclosures should include the manner in which sustainability risks are
integrated into the investment decisions and the results of the assessment of the
likely impacts of sustainability risks on the returns of the financial products -
ANSWER b)
4. Which is the main requirement for financial advisors, according to article 3
(SFDR)?
a) To publish information on the strategy regarding sustainability risks as part of
the investment decision making process as well as the investment and insurance
advisory process
b) To publish information at a general level in order to maintain due diligence on
PAIs
c) To publish general company level information on the renumeration policy
alignment with sustainability risks
d) To publish information for products with relevant sustainability risks - ANSWER
a)
, 5. Which is the channel for disclosing the PAI at the financial advisor level,
according to art 4.5 (SFDR)?
a) Web-site
b) Pre-contractual disclosure
c) Contractual disclosure
d) Pre-contractual disclosure and web-site - ANSWER a)
6. With what disclosure is the article 5 (SFRD) concerned with?
a) Information on renumeration policy
b) Information on monitoring of PAIs
c) Information on relevant sustainability risks
d) Information on strategy regarding sustainability risks in the investment and
advisory process - ANSWER a)
7. Art. 8 (SFDR): Products that promote environmental or social investment (Light
Green) require information...
a) On environmental or social product characteristics. If the benchmark is
available, information provision is required on its compliance with these product
characteristics
b) Only on environmental product characteristics. If the benchmark is available,
information provision is required on its compliance with these product
characteristics
c) Only on social product characteristics. If the benchmark is available, information
provision is required on its compliance with these product characteristics.
d) on the specific benchmark - ANSWER a)
