CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION EXAM, PRACTICE EXAM AND
STUDY GUIDE LATEST 2024 ACTUAL EXAM
What is the first thing you should do after you identify the risks in your organization? - (answer)
Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? -
(answer) Every 5 years
What does discipline need to be? - (answer) Case-specific and consistent
What is the first thing to do when you are ready to discipline? - (answer) Respond appropriately
What is the second step regarding discipline after you have responded? - (answer) Prevent future
occurrences
Which act imposes liability on persons/companies that defraud the government? - (answer) False
Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials of other countries for
the purpose of obtaining or maintaining their business? - (answer) Foreign Corrupt Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - (answer) Public benefit,
public harm, and how indictment would impact the org culture
What is the first basic compliance element? - (answer) Establish standards, policies, and procedures
What is the first and best line of defense in compliance? - (answer) Education
What is the first step of a compliance program development? - (answer) Structure
What is worse than not having a compliance policy? - (answer) Having one and not following it
STUDY GUIDE LATEST 2024 ACTUAL EXAM
What is the first thing you should do after you identify the risks in your organization? - (answer)
Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? -
(answer) Every 5 years
What does discipline need to be? - (answer) Case-specific and consistent
What is the first thing to do when you are ready to discipline? - (answer) Respond appropriately
What is the second step regarding discipline after you have responded? - (answer) Prevent future
occurrences
Which act imposes liability on persons/companies that defraud the government? - (answer) False
Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials of other countries for
the purpose of obtaining or maintaining their business? - (answer) Foreign Corrupt Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - (answer) Public benefit,
public harm, and how indictment would impact the org culture
What is the first basic compliance element? - (answer) Establish standards, policies, and procedures
What is the first and best line of defense in compliance? - (answer) Education
What is the first step of a compliance program development? - (answer) Structure
What is worse than not having a compliance policy? - (answer) Having one and not following it
