1|Page
CISI UK Financial Regulations (Regs) Exam|| NEWEST
2025/2026 NEWEST ACTUAL EXAM WITH COMPLETE
QUESTIONS AND VERIFIED ANSWERS WITH
RATIONALES |ALREADY GRADED A+|| LATEST
UPDATE!!!
What is the MINIMUM amount of shareholder approval
required to cancel a premium listing in the UK?
A 50% for standard listings
B 50% for premium listings
C 75% for standard listings
D 75% for premium listings - ANSWER-D
According to Rule 31.8 of the Takeover Code, following the
publication of the initial offer document, after which day
should the board of the offeree company NOT announce
any material new information?
A Day39
B Day42
C Day46
D Day50 - ANSWER-A
,2|Page
A company seeking admission to AIM must:
A be incorporated as a PLC
B have a minimum 25% free float
C have 18 months trading history
D be raising at least £700000 - ANSWER-A
Which party is responsible for ensuring an AIM quoted
company complies with the AIM rules on an ongoing
basis?
A Broker
B Nomad
C Qualified executive
D Sponsor - ANSWER-B
AIM companies are generally required to publish price
sensitive information:
A without delay
B before the close of business
C at the close of business
, 3|Page
D within 24 hours - ANSWER-A
What is the MINIMUM amount of public notice an offeror
must give before they are able to make any sales, if they
have been given permission to sell?
A 24 hours
B 48 hours
C 72 hours
D 96 hours - ANSWER-A
It is a regulatory requirement that opening position
disclosures must be made within:
A 1 business day
B 3 business days
C 5 business days
D 10 business days - ANSWER-D
What specific aspect of corporate restructuring defined
within the Companies Act 2006 was altered by the
introduction of a special Part 26A in 2020?
CISI UK Financial Regulations (Regs) Exam|| NEWEST
2025/2026 NEWEST ACTUAL EXAM WITH COMPLETE
QUESTIONS AND VERIFIED ANSWERS WITH
RATIONALES |ALREADY GRADED A+|| LATEST
UPDATE!!!
What is the MINIMUM amount of shareholder approval
required to cancel a premium listing in the UK?
A 50% for standard listings
B 50% for premium listings
C 75% for standard listings
D 75% for premium listings - ANSWER-D
According to Rule 31.8 of the Takeover Code, following the
publication of the initial offer document, after which day
should the board of the offeree company NOT announce
any material new information?
A Day39
B Day42
C Day46
D Day50 - ANSWER-A
,2|Page
A company seeking admission to AIM must:
A be incorporated as a PLC
B have a minimum 25% free float
C have 18 months trading history
D be raising at least £700000 - ANSWER-A
Which party is responsible for ensuring an AIM quoted
company complies with the AIM rules on an ongoing
basis?
A Broker
B Nomad
C Qualified executive
D Sponsor - ANSWER-B
AIM companies are generally required to publish price
sensitive information:
A without delay
B before the close of business
C at the close of business
, 3|Page
D within 24 hours - ANSWER-A
What is the MINIMUM amount of public notice an offeror
must give before they are able to make any sales, if they
have been given permission to sell?
A 24 hours
B 48 hours
C 72 hours
D 96 hours - ANSWER-A
It is a regulatory requirement that opening position
disclosures must be made within:
A 1 business day
B 3 business days
C 5 business days
D 10 business days - ANSWER-D
What specific aspect of corporate restructuring defined
within the Companies Act 2006 was altered by the
introduction of a special Part 26A in 2020?
