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Financial regulator system in the Philippines

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This document outlines the roles and functions of the Securities and Exchange Commission (SEC) and the Insurance Commission (IC) in regulating the Philippine financial system, focusing on investor protection, corporate governance, and financial stability within the securities, insurance, pre-need, and HMO industries.

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Institution
Jose Rizal Memorial State University
Course
Aeia6

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CHAPTER
17:FINANCIAL SYSTEM
REGULATORS-PART II
SECURITIES AND
EXCHANGE
COMMISSION (SEC) &

, SECURITIES AND EXCHANGE Po
COMMISSION (SEC)
THE ROLE OF THE SEC IN FINANCIAL of
REGULATION Legal
• Responsible for regulation the securities industries SECUR
in • Leg
Reg
the Phillippines and also maintain the country’s
A-S
company register.
HISTORY Rev
⚬ Goverment agency under the department of
finance POWERS
⚬ Established:OCT 26,1936, Via Commonwealth • Superv
Act No 83. • Policy
⚬ HQ:PICC,Pasay City (moving to BGC,Taguig). • Enforc
⚬ Vision:Champion of investor protection and • Rulem

strong capital market. • Invest
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Institution
Jose rizal memorial state university
Course
Aeia6
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Uploaded on
November 23, 2025
Number of pages
10
Written in
2025/2026
Type
PRESENTATION
Person
Unknown

Subjects

  • insurance commission
  • hmo
  • securities exchange commission
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