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Maxima and minima

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Struggling with Optimization Word Problems? This concise, exam-focused guide breaks down the "Maxima and Minima" topic into an easy-to-follow process. It moves beyond basic theory to show you exactly how to solve the difficult geometric application problems that always show up on finals. What's Included:* The 5-Step Working Rule: A fail-safe algorithm to find local maxima and minima using the derivative tests4.* Clear Theory: Definitions of maxima/minima and the Second Derivative Test conditions Fully Solved Exam-Style Problems: Basic polynomial optimization.* Trigonometric functions * Geometric Applications (The "Hard" Stuff): Step-by-step proofs for maximizing the volume of a cone 7and inscribing shapes in circles

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Maxima and Minima
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Definitions
Maximum
A function f (x) is said to be maximum at x = a if there exists a very small positive
number δ such that for all values of h in the interval (−δ, δ) (where h ̸= 0):

f (a + h) < f (a)

Minimum
A function f (x) is said to be minimum at x = a if there exists a very small positive
number δ such that for all values of h in the interval (−δ, δ) (where h ̸= 0):

f (a + h) > f (a)


Conditions for Maxima and Minima
Necessary Condition
The necessary condition for f (x) to be a maximum or a minimum at x = a is that:

f ′ (a) = 0

Analysis using Taylor’s Theorem
Let f (x) be a given function that can be expanded by Taylor’s theorem in the neighbor-
hood of x = a. Then:
h2 ′′ hn
f (a + h) = f (a) + hf ′ (a) + f (a) + · · · + f n (a)
2! n!
h2 ′′
⇒ f (a + h) − f (a) = hf ′ (a) + f (a) + . . .
2!
For f (x) to be a maximum or minimum at x = a, the sign of f (a + h) − f (a) must
be invariant for small values of h. When h is sufficiently small, the sign is governed by
the term of the lowest degree in h. If f ′ (a) ̸= 0, the sign of hf ′ (a) changes with the sign
of h. Therefore, for a maximum or minimum, we must have f ′ (a) = 0.




1

, Sufficient Condition
If f ′ (a) = 0, the expansion becomes:

h2 ′′ h3
f (a + h) − f (a) = f (a) + f ′′′ (a) + . . .
2! 3!
Since h2 is always positive:

• For **Maxima**: f (a + h) − f (a) < 0 =⇒ f ′′ (a) < 0 (Negative value).

• For **Minima**: f (a + h) − f (a) > 0 =⇒ f ′′ (a) > 0 (Positive value).


Working Rule for Maxima and Minima
1. Find f ′ (x) and equate it to zero (f ′ (x) = 0).

2. Solve the resulting equation for x. Let the roots be a1 , a2 , . . . .

3. Find f ′′ (x) and substitute x = a1 , a2 , . . . into it.

4. Check the sign of f ′′ (a):

• If f ′′ (a) > 0, then it is a **Minima**.
• If f ′′ (a) < 0, then it is a **Maxima**.

5. If f ′′ (a) = 0, then find f ′′′ (x). If f ′′′ (a) ̸= 0, the function has neither maxima nor
minima (inflection point). If f ′′′ (a) = 0, continue to the next derivative.




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