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COMPLETE COMPLIANCE & ETHICS MANUAL QUIZ ACTUAL 2026 Q&A 100% PASS
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---7januari 20262025/2026A+
- COMPLETE COMPLIANCE & 
ETHICS MANUAL QUIZ ACTUAL 
2025/2026 Q&A 100% PASS 
Name the seven essential elements of compliance. 
- Answer -1. Written policies and procedures 
2. Designated compliance officer and compliance committee 
3. Effective training and education 
4. Effective lines of communication 
5. Internal monitoring and auditing 
6. Enforcement and discipline 
7. Corrective actions to detected problems 
What are the two types of compliance
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