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STC Series 65 Course Exam 2025 With 100% correct Answers
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37

August 2025

2025/2026

A+
What information is required when renewing an advisory contract? - CORRECT ANSWER-formula used to calculate the firm's advisory fee -the amount of the fees -the length of the contract When is an exempt reporting investment advisor exempt from registration with the SEC? - CORRECT ANSWER-if they manage private funds that have less than $150 million in AUM - private funds can include hedge funds Beta vs standard deviation vs alpha - CORRECT ANSWERbeta: measure of non-diversifiable ri...
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