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STC Series 7 Progress Exam 5B 2025 With 100% Correct Answers
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9

August 2025

2025/2026

A+
Which of the following items is NOT found on a sell order ticket? A. If the account is discretionary, whether discretion was exercised B. The customer's original purchase price for the stock C. The location of the securities D. Whether the trade was solicited or unsolicited - CORRECT ANSWERB. The customer's original purchase price for the stock A sell order ticket doesn't indicate the investor's original purchase price. All order tickets must contain the customer's account ...
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