s66

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s66 QUESTIONS AND ANSWERS| 43 QUESTIONS

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According to NASAA's Statement of Policy on Unethical Business Practices, what information is required to be included in the renewal of an investment advisory contract? The investment advisory fee A statement that no assignment of the contract will be made by the investment adviser without the consent of the client A statement regarding the amount of prepaid fees that must be returned if the contract is terminated The educational background of each IAR I and II only I, II, and III only I...

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